Services

Regulators and Policymakers

RIA’s leadership and team expertise allows us to offer comprehensive, collaborative and efficient services to state, federal, and international insurance regulators and policymakers.  RIA’s expertise combines extensive regulator and industry experience.

5

Market conduct examinations

5

Financial risk-based examinations

5

Product, rate, and advertising reviews

5

Insurer holding company supervision

5

Market analysis and procedures

5

Product, rate, and market regulation standards

5

Affordable Care Act and Excepted Benefit regulation

5

Mental Health Parity and Addiction Equity Act regulation

5

Insurer settlement agreement and enforcement action auditing, negotiation, and monitoring

5

Multi-state and collaborative actions

5

Product review process enhancements

5

Cybersecurity compliance and regulation

5

Personnel development and training

5

NAIC Model Laws and Regulations

5

Consumer complaint management and analysis

5

Drafting of regulations, legislation, and regulatory guidance

5

State NAIC accreditation and market conduct certification

5

Market conduct examinations

5

Financial risk-based examinations

5

Product, rate, and advertising reviews

5

Insurer holding company supervision

5

Market analysis and procedures

5

Product, rate, and market regulation standards

5

Affordable Care Act and Excepted Benefit regulation

5

Mental Health Parity and Addiction Equity Act regulation

5

Multi-state and collaborative actions

5

Product review process enhancements

5

Cybersecurity compliance and regulation

5

Personnel development and training

5

NAIC Model Laws and Regulations

5

Consumer complaint management and analysis

5

Drafting of regulations, legislation, and regulatory guidance

5

State NAIC accreditation and market conduct certification

5

Insurer settlement agreement and enforcement action auditing, negotiation, and monitoring

Insurers and Regulated Entities

RIA’s leadership and team expertise allows us to offer comprehensive, collaborative and efficient services to U.S. and international insurers, insurance holding companies, insurance producers, and other regulated insurance entities.  RIA’s services span compliance, regulatory, government relations, audit, risk, communications, and financial matters.  Our expertise combines extensive regulator and industry experience resulting with complete and balanced regulatory and compliance perspectives.  Additionally, RIA has unmatched and meaningful access to regulatory resources throughout the U.S.

5

Compliance and risk frameworks

5

Insurance advertising compliance

5

Insurer and producer licensing

5

Market conduct and compliance assessments

5

Insurer regulatory crisis management, advocacy, and resolution

5

Insurance sales, distribution, and enrollment regulatory best practices

5

Data management procedures, controls, and auditing

5

Excepted benefit product and rate regulation, policy setting, and advocacy

5

Market regulation policy setting and advocacy

5

Personnel development and training

5

Market conduct, settlement agreement, and enforcement action management, advocacy, and resolution

5

Compliance policies and procedures

5

Life and health product development

5

NAIC strategy and advocacy

5

Multi-state and collaborative action management, advocacy, and resolution

5

Insurance producer compliance, training and oversight

5

Consumer complaint procedures and analysis

5

Internal Audit regulatory and compliance procedures

5

Supervisory College frameworks and advocacy

5

Insurance legislation and regulation analysis, drafting, and advocacy

5

Board of Directors regulatory consulting

5

Compliance and risk frameworks

5

Insurance advertising compliance

5

Insurer and producer licensing

5

Market conduct and compliance assessments

5

Insurer regulatory crisis management, advocacy, and resolution

5

Insurance sales, distribution, and enrollment regulatory best practices

5

Data management procedures, controls, and auditing

5

Excepted benefit product and rate regulation, policy setting, and advocacy

5

Market regulation policy setting and advocacy

5

Personnel development and training

5

Market conduct, settlement agreement, and enforcement action management, advocacy, and resolution

5

Compliance policies and procedures

5

Life and health product development

5

NAIC strategy and advocacy

5

Multi-state and collaborative action management, advocacy, and resolution

5

Insurance producer compliance, training and oversight

5

Consumer complaint procedures and analysis

5

Internal Audit regulatory and compliance procedures

5

Supervisory College frameworks and advocacy

5

Insurance legislation and regulation analysis, drafting, and advocacy

5

Board of Directors regulatory consulting